- TradeLog
TRADELOG: Employee trading monitoring solution
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Minimise risks and comply with regulations
Discover how an automated employee trading monitoring solution helps with streamlining compliance
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Digitise trade monitoring
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Save time on pre-clearance
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Simplify employee compliance
Robust compliance platform for enhanced employee experiences
Maintain complete control over all trades
Compliance officers have full control over setting rules for personal trades. Get instantly notified on trade pre-clearance and surveillance violations.
Optimise the employee experience
Simplify the way employees apply for trade pre-clearance, and their ability to access information on prohibited trades and administer their profiles.
Rapidly resolve violations
Compliance officers and employees are quickly notified on violations to accelerate actions required.
Swiftly process trade applications
Process pending trade applicatons with ease, follow up on outstanding consents, or request further input before clearing trades.
A complete solution for improved compliance
- Optimal compliance
- Enhanced experience
- Increased productivity
- Simplified administration
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Help employees comply with ease
Ensure employees comply with MAR and MiFID II regulations, as well as organisational policies.
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Fully digitised case management system
Receive instant notifications and custom reports via a fully automated case management system.
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Save time for compliance teams
TradeLog manages all relevant documentation related to cases within its secure digital platform.
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Minimise complexity for employees
Employees can quickly update holdings and information on close connections within their individual profiles.
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Drive efficiency with automation
Digitised prompts and features optimise engagement among employees while maintaining compliance.
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Secure and easy to use
TradeLog's automated personal trade monitoring platform is fully GDPR-compliant and adheres to internal policies.
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Process applications quickly
The "Applications Pending" tab within TradeLog enables applications to be processed quickly, elevating efficiency across teams.
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Accelerate the trade monitoring process
Innovative automation within TradeLog boosts efficiency by mitigating time-consuming processes and tasks related to personal trade monitoring.
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Free up time checking potential trades
TradeLog's digital system saves time spent overseeing individual prospective trade applications.
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Fully automate the application process
Our user-friendly and automated digital application process simplifies online administration and the pre-clearance of trades.
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Less administration, more compliance
Eliminate tedious and time-consuming manual administrative work with automated notifications and online applications.
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Accelerate pre-clearance via customisation
Customise parameters to ensure legislative compliance while ensuring adherence with internal policies within TradeLog.
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